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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.6 Incoming EEA firms [deleted]

As Published: 2007

FEES 6.6 Incoming EEA firms [deleted]

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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