Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COND 2.3 Effective supervision

SUP 10C.2 Purpose

SUP 16.15 Reporting under the Electronic Money Regulations

SYSC 10.1 Application

MAR 10.4 Position reporting

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 12.9 Record keeping

SYSC 19B.1 Application

SUP 18.4 Friendly Society transfers and amalgamations

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SUP 10C.3 General material about the definition of controlled functions

DEPP 4.1 Executive decision maker

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

COLL 6.9 Independence, names and UCITS business restrictions

SUP 10A.16 How to apply for approval and give notifications

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

IFPRU 4.12 Securitisation

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

SUP 5.3 Policy on the use of skilled persons