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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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REC 6.2 Applications

DEPP 8.2 Use of the own-initiative variation of approval power: general

SYSC 22.9 Records and transitionals

RCB 3.3 Asset pool notifications

REC 3.15 Suspension of services and inability to operate facilities

COND 1.3 General

SUP 10C.4 Specification of functions

SUP 6.5 Ending authorisation

COLL 5.2 General investment powers and limits for UCITS schemes

MAR 8.3 Requirements for benchmark administrators [deleted]

PERG 2.6 Specified investments: a broad outline

IFPRU 4.12 Securitisation

SUP 18.4 Friendly Society transfers and amalgamations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy