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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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IFPRU 6.1 Market risk requirements

As Published: 2019

IFPRU 6.1 Market risk requirements

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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Similar To

MAR 6.4 Systematic internaliser reporting requirement

EG 9.4 Prohibition orders against exempt persons and members of professional firms

MAR 5.6 Reporting requirements

REC 6.8 Powers to supervise

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

EG 3.2A Information requests (section 122A)

EG 9.5 Prohibition orders against other individuals

EG 16.4 The effect of a disapplication order

REC 3.24 Transfers of ownership

DTR 8.3 Criteria for approval as a primary information provider

REC 3.7 Auditors

LR 6.13 Externally managed companies

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements