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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

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