Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 3.3 Shares

SUP 10A.9 Significant management functions [deleted]

SUP 5.6 Confidential information and privilege

LR 8.4 Role of a sponsor: transactions

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

COLL 6.3 Valuation and pricing

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

SYSC 6.1 Compliance

COLL 12.3 EEA UCITS management companies

MAR 1.3 Insider dealing

CONC 8.7 Charging for debt counselling, debt advice and related services

SYSC 2.2 Recording the apportionment

FEES 4.2 Obligation to pay periodic fees

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 6.7 Notification rules for overseas recognised bodies

SUP 3.6 Firms' cooperation with their auditors

DEPP 7.2 Interviews

SYSC 4.1 General requirements

EG 7.6 Private warnings

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)