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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

EG 9.9 The effect of the FCA’s decision to withdraw approval

MCOB 4.8A Execution-only sales

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

SUP 11.5 Notifications by firms

SUP 11.2 Purpose

CASS 1.4 Application: particular activities

MCOB 9.5 Disclosure at the offer stage for equity release transactions

IFPRU 4.6 Internal ratings based approach: probability of default

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

REC 6.3 Recognition requirements

PERG 8.37 AIFMD Marketing

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy