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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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SUP 11.8 Changes in the circumstances of existing controllers

BIPRU 8.5 Basis of consolidation

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

PERG 8.8 Having an effect in the United Kingdom

LR 9.2 Requirements with continuing application

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

MAR 6.1 Application

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

PERG 2.3 The business element

RCB 2.3 Determination of registration

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

REC 2.4 Suitability

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products