Search Result

301 - 320 of 1258 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

IFPRU 6.1 Market risk requirements

As Published: 2019

IFPRU 6.1 Market risk requirements

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons