Search Result

281 - 300 of 1500 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty