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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 3.1

As Published: 2005

DTR 3.1

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices