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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

REC 2A.4 Power and procedure for RAP penalties and censures

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APER 3.1 Introduction

SYSC 4.1 General requirements

IFPRU 11.2 Individual recovery plans

IPRU-INV 5.8 Calculation of own funds and liquid capital

FEES 9.2 PSR fees

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

REC 3.9 Fees and incentive schemes

COND 2.2 Location of offices

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DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]