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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

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DISP App 1.1 Introduction

REC 3.26 Proposals to make regulatory provision

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

LR 2.1 Preliminary

ICOBS 6.1 Providing product information to customers: general

SYSC 19D.3 Remuneration principles

SUP 15.6 Inaccurate, false or misleading information

COBS 11.6 Use of dealing commission [deleted]

REC 4.9 Disciplinary measures

COND 2.3 Effective supervision

REC 6.6 Supervision

DTR 2.5 Delaying disclosure of inside information

ICOBS 8.1 Insurers: general

COLL 6.2 Dealing

LR 5.4A Transfer between listing categories

PERG 9.7 The investment condition: the 'reasonable investor'

EG 9.6 Applications for variation or revocation of prohibition orders

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

MAR 5A.9 Suspension and removal of financial instruments