Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

…

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 19.4 Continuing obligations

COBS 9.2 Assessing suitability

LR 15.6 Notifications and periodic financial information

SYSC 22.9 Records and transitionals

LR 1.2 Modifying rules and consulting the FCA

PERG 8.32 Arranging deals in investments

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

LR 19.5 Disclosures

COBS 18.1 Trustee Firms

PERG 4.4 What is a regulated mortgage contract?

LR 2.2 Requirements for all securities

DEPP 6.5D Serious financial hardship

PERG 2.4 Link between activities and the United Kingdom

PERG 10.5 Employers and affinity groups (such as trade unions)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy