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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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Effective Period

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CASS 7A.3 Secondary pooling events

SUP 6.2 Introduction

DTR 8.4 Continuing obligations

MAR 8.3 Requirements for benchmark administrators [deleted]

EG 4.11 Approach to interviews and interview procedures

LR 9.6 Notifications

EG 2.2 Case selection and referral criteria

PERG 8.4 Invitation or inducement

DEPP 6.5A The five steps for penalties imposed on firms

REC 2A.4 Power and procedure for RAP penalties and censures

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

CREDS 2.2 General provisions

COLL 6.4 Title and registers

LR 8.6 Criteria for approval as a sponsor

LR 5.2 Cancelling listing

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

FEES 3.2 Obligation to pay fees

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 2.5 Systems and controls, algorithmic trading and conflicts