Search Result

141 - 160 of 1539 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2019

IFPRU 4.6 Internal ratings based approach: probability of default

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources