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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2019

IFPRU 4.6 Internal ratings based approach: probability of default

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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