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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2019

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement