Search Result

1061 - 1080 of 1083 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose