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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 12.7 Notification requirements

SUP 16.1 Application

MAR 10.4 Position reporting

SUP 6.5 Ending authorisation

SUP 6.4 Applications for cancellation of permission

SYSC 4.2 Persons who effectively direct the business

PERG 13.7 The territorial application of MiFID [deleted]

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SYSC 4.5

COND 2.2 Location of offices

COBS 20.2 Treating with-profits policyholders fairly

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy