Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 3.26 Proposals to make regulatory provision

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

CASS 7.19 Clearing member client money sub-pools

REC 6.7 Notification rules for overseas recognised bodies

COLL 12.4 UCITS product passport

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 5.1 Application and purpose

LR 8.7 Supervision of sponsors

DEPP 6.2 Deciding whether to take action

PERG 5.11 Other aspects of exclusions

SYSC 3.2 Areas covered by systems and controls

SYSC 2.2 Recording the apportionment

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

EG 16.4 The effect of a disapplication order

PERG 8.22 The Internet

SYSC 8.1 General outsourcing requirements

FEES 2.1 Introduction

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling