Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

…

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

…

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

…

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

…

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.1 Introduction

DTR 1A.1 Application and purpose (Transparency rules)

EG 3.1 Introduction

REC 3.19 Investigations

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

REC 3.12 Legal proceedings

SUP 9.4 Reliance on individual guidance

EG 2.12 Co-operation

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 16.4 The effect of a disapplication order

SYSC 22.3 Drafting the reference and the request for a reference

CONC 5A.1 Application, purpose and guidance

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]