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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

…

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

…

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

…

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

…

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

…

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

…

MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

…

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

…

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

…

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

…

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

…

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

…

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

…

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

…

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