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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

…

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

…

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

…

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

…

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

…

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

…

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

…

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

…

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

…

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

…

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

…

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

…

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

…

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