Search Result

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

…

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

…

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

…

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

…

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

…

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6.8 Powers to supervise

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

SUP 7.1 Application and purpose

EG 3.2A Information requests (section 122A)

EG 9.5 Prohibition orders against other individuals

EG 16.4 The effect of a disapplication order

REC 3.24 Transfers of ownership

DTR 8.3 Criteria for approval as a primary information provider

REC 3.7 Auditors

MAR 5A.1 Application

MAR 5.1 Application

PERG 3A.6 Territorial scope

PERG 15.6 Territorial scope

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements