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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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