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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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SYSC 5.2

As Published: 2015

SYSC 5.2

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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