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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital