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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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Effective Period

Similar To

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IPRU-INV 5.17 Other assets requirement

SYSC 21.1 Risk control: guidance on governance arrangements

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

GEN 6.1 Payment of financial penalties

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DISP 1.10B Payment services and electronic money complaints reporting

EG 19.20 Payment Services Regulations 2017

EG 6.1 Publicity during FCA investigations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

LR 5.4A Transfer between listing categories

SUP 3.6 Firms' cooperation with their auditors

DISP 2.7 Is the complainant eligible?

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 15.3 Disqualification under section 345