Search Result

21 - 40 of 1365 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SYSC 5.2

As Published: 2015

SYSC 5.2

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue