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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

IFPRU 4.15 Credit risk mitigation

As Published: 2019

IFPRU 4.15 Credit risk mitigation

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction