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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification