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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

EG 2.14 Legal review

As Published: 2016

EG 2.14 Legal review

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 16.1 Application

As Published: 2005

LR 16.1 Application

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details