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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions