Search Result

181 - 200 of 1568 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

…

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

…

COND 1.1A Application

As Published: 2013

COND 1.1A Application

…

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

…

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

…

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

…

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…