Search Result

181 - 200 of 701 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2019

BIPRU 12.5 Individual Liquidity Adequacy Standards

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

IFPRU 8.2 Large Exposures

As Published: 2019

IFPRU 8.2 Large Exposures

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'