Search Result

101 - 120 of 1717 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SYSC 4.6

As Published: 2015

SYSC 4.6

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme