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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

LR 19.1 Application

As Published: 2005

LR 19.1 Application

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SYSC 5.2

As Published: 2015

SYSC 5.2

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements