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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

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IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SYSC 18.3 Internal arrangements

DEPP 6.5 Determining the appropriate level of financial penalty

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

SUP 10A.1 Application

DEPP 6.7 Discount for early settlement

RCB 4.2 Enforcement powers and penalties

DEPP 7.1 Application and purpose

MAR 9.1 Application, introduction, approach and structure

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

IFPRU 11.7 Notifications

REC 6.3 Recognition requirements

COLL 6.12 Risk management policy and risk measurement