Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

…

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

…

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 11.2 Purpose

SUP 12.9 Record keeping

LR 5.5 Miscellaneous

EG 3.3 Reports by skilled persons (section 166)

LR 18.2 Requirements for listing

CASS 7.11 Treatment of client money

SYSC 18.3 Internal arrangements

MCOB 4.4A Initial disclosure requirements

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

RCB 3.2 Annual confirmations of compliance and asset pool monitor

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DISP 1.10 Complaints reporting rules