Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

…

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 10.2 Position limit requirements

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 19A.3 Remuneration principles for IFPRU investment firms

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

SUP 12.9 Record keeping

SUP 5.5 Duties of firms

SYSC 4.6

REC 2.2 Method of satisfying the recognition requirements

DTR 6.2 Filing information and use of language

REC 3.6 Constitution and governance

REC 4.8 The section 298 procedure

CASS 3.2 Requirements

MCOB 1.3 General application: where?

DEPP 6.2 Deciding whether to take action

SUP 10A.6 FCA governing functions

CASS 8.2 Definition of mandate

COND 2.4 Appropriate resources

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

PERG 8.37 AIFMD Marketing

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)