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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SYSC 4.6

As Published: 2015

SYSC 4.6

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 5.2

As Published: 2015

SYSC 5.2

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support