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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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