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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

MCOB 2A.3 Foreign currency loans

As Published: 2019

MCOB 2A.3 Foreign currency loans

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements