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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

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COLL 5.3 Derivative exposure

COBS 11.6 Use of dealing commission [deleted]

EG 10.4 Other relevant powers

BIPRU 7.4 Commodity PRR

REC 2A.3 Guidance on RAP recognition requirements

PERG 8.5 In the course of business

INSPRU 3.1 Market risk in insurance

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 10C.3 General material about the definition of controlled functions

CONC 5A.1 Application, purpose and guidance

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 8.6 Communicate

EG 7.6 Private warnings

SUP 17A.2 Connectivity with FCA systems

MIPRU 4.2D Liquidity resources requirements

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling