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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

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COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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