Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

…

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

…

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

…

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 17.4 [deleted]

SUP 6.2 Introduction

RCB 4.2 Enforcement powers and penalties

EG 4.11 Approach to interviews and interview procedures

LR 20.5 Disclosures

INSPRU 7.1 Application

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

PERG 5.1 Application and purpose

ICOBS 1.1 The general application rule

IFPRU 3.2 Capital

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SYSC 19C.3 Remuneration principles

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]