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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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EG 10.4 Other relevant powers

RCB 3.3 Asset pool notifications

IFPRU 11.1 Application and purpose

SUP 16.4 Annual controllers report

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

BIPRU 13.4 CCR mark to market method

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

COBS 11.3 Client order handling

SYSC 19E.2 Remuneration policies and practices

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 8.6 Communicate

EG 7.6 Private warnings

LR 3.4 Debt and other securities

SUP 1A.3 The FCA's approach to supervision

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 5.2 Cancelling listing

IFPRU 4.5 Internal ratings based approach: definition of default

EG 12.1 The FCA’s general approach