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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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COBS 4.1 Application

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

FIT 1.3 Assessing fitness and propriety

PERG 15.6 Territorial scope

REC 3.24 Transfers of ownership

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

LR 13.5 Financial information in Class 1 Circulars

DEPP 6.5D Serious financial hardship

SYSC 4.1 General requirements

EG 9.9 The effect of the FCA’s decision to withdraw approval

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]