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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

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CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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PERG 17.1 Introduction

As Published: 2014

PERG 17.1 Introduction

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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